The Patents Act, 1970

The Patents (Amendment) Rules, 2019

The Patents Act, 1970

Official text

MINISTRY OF COMMERCE AND INDUSTRY

(Department of Promotion of Industry and Internal Trade)

NOTIFICATION

New Delhi, the 17th September, 2019

G.S.R. 663(E).—Whereas the draft rules, namely the Patents (Amendment) Rules, 2018 were published as

required under sub-section (3) of section 159 of the Patents Act, 1970 (39 of 1970), vide notification of the Government

of India in the Ministry of Commerce and Industry (Department of Industrial Policy and Promotion) number G.S.R. 1172

(E) dated the 4th December, 2018 in the Gazette of India, Extraordinary, Part II, Section 3, sub-section (i), for inviting

objections and suggestions from all persons likely to be affected thereby, before the expiry of a period of thirty days from

the date on which copies of the Gazette containing the said notification were made available to the public;

And whereas, the copies of the said Gazette notification were made available to the public on the

5th December, 2018;

And, whereas, the objections and the suggestions received from the public in respect of the said draft rules

have been considered by the Central Government;

Now, therefore, in exercise of the powers conferred by section 159 of the Patents Act, 1970 (39 of 1970), the

Central Government hereby makes the following rules further to amend the Patents Rules, 2003, namely:-

1. Short title and commencement.-

(1) These rules may be called the Patents (Amendment) Rules, 2019.

(2) They shall come into force from the date of their publication in the Official Gazette.

2. In the Patents Rules, 2003 (hereinafter referred to as said rules), in rule 6, for sub-rule (1A), the following sub-rule

shall be substituted, namely:-

“(1A) Notwithstanding anything contained in sub-rule (1), a patent agent shall file, leave, make or give all documents

only by electronic transmission duly authenticated:

Provided that any document, if asked to be submitted in original, shall be submitted within a period of fifteen days,

failing which such documents shall be deemed not to have been filed.”

3. In the said rules, in rule 7, in sub-rule (1), for the second proviso, the following proviso shall be substituted,

namely:-

“Provided further that in the case of a small entity, or startup, every document, for which a fee has been specified, shall

be accompanied by Form-28.”

4. In the said rules, in rule 24 C, in sub-rule (1), for clause (b), the following shall be substituted, namely:-

“(b) that the applicant is a startup; or

(c) that the applicant is a small entity; or

6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(i)]

(d) that if the applicant is a natural person or in the case of joint applicants, all the applicants are natural persons, then

the applicant or at least one of the applicants is a female; or

(e) that the applicant is a department of the Government; or

(f) that the applicant is an institution established by a Central, Provincial or State Act, which is owned or controlled by

the Government; or

(g) that the applicant is a Government company as defined in clause (45) of section 2 of the Companies Act, 2013 (18 of

2013); or

(h) that the applicant is an institution wholly or substantially financed by the Government;

Explanation:- For the purpose of this clause, the term ‘substantially financed’ shall have the same meaning as in the

Explanation to sub-section (1) of section 14 of the Comptroller and Auditor General’s (Duties, Powers and Conditions

of Service) Act, 1971(56 of 1971); or

(i) that the application pertains to a sector which is notified by the Central Government on the basis of a request from the

head of a department of the Central Government.:

Provided that public comments are invited before any such notification; or

(j) that the applicant is eligible under an arrangement for processing a patent application pursuant to an agreement

between Indian Patent Office and a foreign Patent Office.

Explanation:- The patentability of patent applications filed under clause (j) above will be in accordance with the

relevant provisions of the Act.”

5. In the said rules, in THE FIRST SCHEDULE,-

(a) after entry number 48, the following entry shall be inserted, namely:-

“48A. Transmittal fee for

International application (for

ePCT filing).

- No

fee

No

fee

No

fee

Not

applicable

Not

applicable

Not applicable”;

(b) after entry number 49, the following entry shall be inserted, namely:-

“49A. For preparation of certified

copy of priority document and

e-transmission through WIPO

DAS.

- No

fee

No

fee

No

fee

Not

applicable

Not

applicable

Not applicable”.

6. In the said rules, in THE SECOND SCHEDULE, in Form 18A, for paragraph 3, the following shall be substituted,

namely:-

“3. The applicant(s) to indicate (by ticking the appropriate box) any of the grounds applicable for request for

expedited examination:

that India has been indicated as the competent International Searching Authority or elected as an

International Preliminary Examining Authority in the corresponding international application; or

that the applicant is a startup; or

that the applicant is a small entity; or

that the applicant is a natural person or in the case of joint applicants, all the applicants are natural persons,

then applicant or at least one of the applicants is a female; or

that the applicant is a department of the Government; or

that the applicant is an institution established by a Central, Provincial or State Act, which is owned or

controlled by the Government; or

that the applicant is a Government company as defined in clause (45) of section 2 of the Companies Act,

2013 (18 of 2013); or

that the applicant is an institution wholly or substantially financed by the Government; or

that the application pertains to a sector which has been notified by the Central Government, on the basis of

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a request from the head of department of the Central Government; or

that the applicant is eligible under an arrangement for processing a patent application pursuant to an

agreement between Indian Patent Office and a foreign Patent Office.

4 Documents to be mandatorily submitted as evidence of eligibility for availing expedited examination

on the grounds:

a. that India has been indicated as the competent International Searching Authority in the

corresponding international application:

- Relevant ISA number issued by ISA, India.

that India has been elected as an International Preliminary Examining Authority in the

corresponding international application:

- Relevant IPEA number issued by IPEA, India.

b. that the applicant is a startup:

A. For an Indian applicant: The certificate of recognition as a startup from Department for

Promotion of Industry and Internal Trade.

B. In case of a foreign entity: Any document as evidence of eligibility.

c. that the applicant is a small entity:

A. For an Indian applicant: Evidence of registration under the Micro, Small and Medium

Enterprises Act, 2006 (27 of 2006).

B. In case of a foreign entity: Any document as evidence of eligibility.

d. that the applicant is a natural person or in the case of joint applicants, all the applicants are

natural persons, then applicant or at least one of the applicants is a female:

A. In case of Indian applicant: Photo identity card of female applicant issued by competent

authority as evidence of eligibility.

B. In case of a foreign applicant: Photo identity card of female applicant issued by

competent authority as evidence of eligibility.

e. Where the applicant is a department of the Government:

A. In case of Indian applicant: Any document as evidence of eligibility.

B. In case of a foreign applicant: Any document as evidence of eligibility.

f. that the applicant is an institution established by a Central, Provincial or State Act, which is

owned or controlled by the Government:

A. In case of Indian applicant: Any document as evidence of eligibility.

B. In case of a foreign applicant: Any document as evidence of eligibility.

g. that the applicant is a Government company as defined in clause (45) of section 2 of the

Companies Act, 2013 (18 of 2013):

A. In case of Indian applicant: Any document as evidence of eligibility.

B. In case of a foreign applicant: Any document as evidence of eligibility.

h. that the applicant is an institution wholly or substantially financed by the Government:

A. In case of Indian applicant: Any document as evidence of eligibility.

8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(i)]

[F. No. 14/01/2018-IPR-III (Patent)]

RAJIV AGGARWAL, Jt. Secy.

Note: The principal rules were published in the Gazette of India, Extraordinary, Part-II, Section 3, Sub-Section (ii)

vide S.O. 493 (E) dated the 2nd May, 2003 and lastly amended vide notification number G.S.R. 1472 (E) dated

the 1st December, 2017.

Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064

and Published by the Controller of Publications, Delhi-110054.

B. In case of a foreign applicant: Any document as evidence of eligibility.

i. that the application pertains to a sector which has been notified by the Central Government, on

the basis of a request from the head of a department of the Central Government:

Notification from the Central Government and documents as maybe required by the Controller.

j. that the applicant is eligible under an arrangement for processing a patent application pursuant

to an agreement between Indian Patent Office and a foreign Patent Office:

Declarations and documents as maybe required by the Controller.”

2019-09-18T19:38:15+0530

MANOJ KUMAR VERMA